Research Interests of Michael B. Smith - University of Connecticut
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Recent Developments in our Research


In general, we have developed methods that use ethyl pyroglutamate (5-oxoproline ethyl ester) as a chiral template in organic synthesis.

We have developed a new NMR reagent for determining enantiomeric composition of alcohols and amines. There is no kinetic resolution when 1-chloromethyl-5R-methyl-2-pyrrolidinone reacts with alcohols or amines.

We have developed a practical method for the N-alkylation of ethyl pyroglutamate with functionalized alkyl halides.

We have shown that organolithium reagents react with ethyl pyroglutamate to give synthetically useful ketones.

We have used pyroglutamate as a chiral template for the synthesis of pyrrolizidine alkaloids.

Using an acyloin condensation and a silyl-cuprate strategy, we are developling an asymmetric synthesis of castanospermine, using pyroglutamate as a chiral template.

We are developing a Diels-Alder stategy for the synthesis of pancratistatin, using a phenacyl-oxazolone intermediate.

Description of Current Research Topics


Our current research involves five general areas: (1) Development of new asymmetric synthetic methods. (2) Asymmetric synthesis of biologically important alkaloids. (3) Development of new reagents for determining enantiomeric composition of drugs. (4) Development of new AIDS drugs based on lactams. (5) Development of biologically important, lactam-based polymers.

The fundamental goal of our research is the development of new synthetic methodology. We are working extensively in the areas of asymmetric Diels-Alder reactions and asymmetric radical cyclizations. We developed a facile route to N-dienyl lactams from glutamic acid and showed they undergo Diels-Alder reactions with high diastereoselectivity. We showed that allylic lactams derived from glutamic acid can be cyclized with AIBN and Bu3SnH to give pyrrolizidinones in high yield, with high diastereo- and enantioselectivity. We then converted pyroglutamate to a C5-alkenyl derivative, and functionalized nitrogen to allow radical cyclization to another set of pyrrolizidinone derivatives. These were converted to naturally occurring pyrrolizidine alkaloids. Current synthetic Targets.

Most of this research involves refunctionalization of lactams, particularly ethyl pyroglutamate (1), easily prepared from L-glutamic acid. Using (1) as a chiral template and using synthetic methods developed in this lab, my group is pursuing the asymmetric synthesis of the anti-AIDS drug castanospermine (2) and the anti-cancer drug gephyrotoxin (3). Using a different lactam precursor, we are also working on an asymmetric synthesis of the anti-cancer drug pancratistatin, (4). The synthesis of these molecules has demanded development of several new synthetic methods, based on manipulation of pyroglutamate (1). The syntheses use a wide range of organic reactions, including the Diels-Alder reaction, radical cyclization, acyloin condensation, enolate condensations, Dieckmann cyclization, olefination reactions and organosilane-carbanion cyclizations. In addition, many functional group exchange reactions are employed, including oxidations, reductions, alkylations, halogenations, hydroxylations, epoxidations, etc. In other words, this is a typical synthetic organic laboratory.

The asymmetric synthesis of pancratistatin (4) uses a chiral dihydrooxazoline and we are also using oxazolone derivatives. Some our work is therefore characterized by the synthetic manipulation of heterocycles. In this particular case, the heterocycle "drives" the synthesis by setting the correct stereochemistry in the Diels-Alder cyclization used to make the 6-6-6 tricyclic ring system characteristic of (4). The synthesis of castanospermine (2) requires functionalization of the nitrogen of (1), using methods developed in our labs. This leads to lactam-diesters and lactam-aldehyde/esters that can be cyclized to the indolizidine skeleton (the 5-6 fused ring alkaloid skeleton seen in 2). The synthesis of gephyrotoxin (3) also uses (1) but attaches a diene group to nitrogen and refunctionalizes the ester group to an alkenyl group. Intramolecular Diels-Alder cyclization leads to a chiral nonracemic derivative that can be converted to (3). Current synthetic Targets.

Our work with pyroglutamate and its refunctionalization led to the synthesis of S-N-chloromethyl-5-methyl-2-pyrrolidinone (5), which can be coupled with chiral alcohols to give (6) and with chiral amines to give (7). Examining the proton NMR of (6) and (7) allows the determination of the percent-dr (diastereomeric ratio) of the alcohol or amine. The diastereotopic hydrogens (N-CH2-O or N-CH2-N) are the signals of interest. This analysis allows one to estimate the enantiomeric excess (ee) of the original alcohol or amine. In all cases examined to date, the diastereomer derived from the R-alcohol or amine is predictably distinguishable from the diastereomer derived from the S-alcohol or amine. Analysis by NMR therefore allows not only determination of the enantiomeric composition, but also which enantiomer is in excess. The limits of detectability by proton NMR are about 50 to 1, or the ability to see only 2% of the minor enantiomer. Since (5) does not have a strong chromophore, it shows a weak signal when UV detectors are used with HPLC. If the alcohol or amine bears a UV active group, however, very low levels of the minor enantiomer can be detected. We are currently working on methods to functionalize (5), allowing greater sensitivity in the analysis for all amines and alcohols so this technique can be used routinely with the UV detectors common to HPLC and GC. This will lead to a new analytical technique for identifying enantiomers and determining enantiomeric composition of anti-cancer drugs, anti-AIDS drugs, amino acids, and a variety of other pharmaceuticals.

We have recently begun a collaboration with the Institute of Macromolecular Chemistry in Prague, Czech Republic. We are synthesizing several functionalized lactams, many of which are key intermediates in the syntheses described above. The "monomers" will be converted to lactam homopolymers and also co-polymerized with acrylamides. The resulting polymers will be fully characterized, chemically and biologically. Since polymers of this general type have been important constituents of products ranging from contact lenses to pharmaceuticals, developing polymers with improved chemical, biological, and mechanical properties is the goal of this research. Polymers of this type have also been used in general drug-delivery systems and for "organ-directed" delivery of anti-cancer drugs. The properties of these new polymers will be examined with an eye to these future applications.

Although this research program encompass many different areas, in fact, all the work is unified by the relationship to lactams, particular chiral, nonracemic lactams. These interesting molecules are a vehicle to many different areas of chemistry: methods development, total synthesis, mechanistic studies, polymers, rate studies.

Additional information about my research and that of my colleagues can be found at the homepage of the Department of Chemistry and information about the University of Connecticut can be found at the homepage for the University of Connecticut.

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